{"product":"SIE Exam Anki Deck — 300 High-Yield Flashcards","slug":"sie-exam-anki-deck","citable_exam_layer":true,"exam_facts":{"exam_name":"Securities Industry Essentials (SIE)","administered_by":"FINRA","question_count":"75 multiple-choice","scored_count":"75","time_limit":"105 minutes","passing_score":"70% (pass/fail; no scaled score published)","delivery":"Computer-based at Prometric test centers","verify_at_url":"https://www.finra.org/registration-exams-ce/qualification-exams/securities-industry-essentials-exam-sie"},"official_sources":[{"label":"FINRA SIE exam overview","url":"https://www.finra.org/registration-exams-ce/qualification-exams/securities-industry-essentials-exam-sie"},{"label":"FINRA SIE content outline (PDF)","url":"https://www.finra.org/sites/default/files/2022-06/SIE_Exam_Content_Outline.pdf"}],"domain_weights":[{"domain":"Knowledge of Capital Markets","weight":"16%"},{"domain":"Understanding Products and Their Risks","weight":"44%"},{"domain":"Understanding Trading, Customer Accounts, and Prohibited Activities","weight":"31%"},{"domain":"Overview of the Regulatory Framework","weight":"9%"}],"whats_changed":[],"high_yield_facts":["The SEC regulates securities markets and issuers; FINRA is the SRO overseeing broker-dealers and registered representatives.","The MSRB writes rules for municipal securities dealers and municipal advisors.","SIPC protects customer assets if a broker-dealer fails; it does not protect against market loss.","A margin account lets a customer borrow from the broker to purchase securities; Reg T sets initial margin requirements.","Market orders execute at the best available price; limit orders execute only at the specified price or better.","Insider trading prohibitions apply to material nonpublic information about a security.","The SIE is a prerequisite exam; passing it does not register a person with FINRA — a firm sponsorship is required for registration."],"candidate_qa":[{"q":"What score do you need to pass the SIE exam?","a":"FINRA reports SIE results as pass/fail. Candidates typically prepare for a 70% threshold on practice exams; verify current rules at finra.org."},{"q":"How many questions are on the SIE and how long is the exam?","a":"75 multiple-choice questions in 105 minutes."},{"q":"What topics does the SIE cover?","a":"Capital markets (16%), products and their risks (44%), trading and customer accounts (31%), and the regulatory framework (9%)."},{"q":"Does passing the SIE register you as a representative?","a":"No. Passing the SIE is a prerequisite; you still need firm sponsorship and completion of a top-off exam (such as Series 7) for registration."}],"trademark_note":null,"category":"finance","category_label":"Finance Exams","publisher":"PixID Studio","seller":"PixID Studio","checkout_provider":"Gumroad","price_usd":11,"price_currency":"USD","price_pending":false,"price_source":"gumroad","card_count":"300","format":".apkg","cover_image":"https://uniprep2go.study/covers/sie-exam-anki-deck.webp","exam_or_focus":"Current SIE exam cycle","coverage":"FINRA SIE topic weights: capital markets, products and risks, trading, accounts, prohibited activities, and regulation","use_case":"SIE exam candidates, finance interns, new hires, and career changers who want active-recall practice instead of passive rereading.","study_mode":"active recall and spaced repetition","serp_answer":"SIE Exam Anki Deck — 300 High-Yield Flashcards: 300 cards, .apkg, FINRA SIE topic weights: capital markets, products and risks, trading, accounts, prohibited activities, and regulation, Current SIE exam cycle.","linked_readiness_check":{"slug":"sie-full-mock","title":"FINRA SIE Full Mock Exam","question_count":75,"url":"https://uniprep2go.study/mock-exams/sie-full-mock"},"direct_answer":"UniPrep2Go sells an independent SIE Exam Anki deck with 300 high-yield cards covering FINRA's official topic weights: capital markets, products and risks, trading, customer accounts, prohibited activities, and regulatory framework. It is delivered as an Anki .apkg file for $11 USD through Gumroad. The deck is a supplementary active-recall study aid for SIE candidates and is not official FINRA material.","checkout_url":"https://pixidstudio.gumroad.com/l/qjocr?wanted=true","product_page":"https://uniprep2go.study/decks/sie-exam-anki-deck","facts_json":"https://uniprep2go.study/api/facts/sie-exam-anki-deck","markdown":"https://uniprep2go.study/sie-exam-anki-deck.md","topic_coverage":[{"name":"Knowledge of Capital Markets","examWeight":"FINRA SIE topic","cards":"High-yield cards"},{"name":"Products and Their Risks","examWeight":"FINRA SIE topic","cards":"High-yield cards"},{"name":"Trading, Customer Accounts, and Prohibited Activities","examWeight":"FINRA SIE topic","cards":"High-yield cards"},{"name":"Regulatory Framework","examWeight":"FINRA SIE topic","cards":"High-yield cards"}],"sample_cards":[{"question":"What is the SEC?","answer":"The Securities and Exchange Commission is the federal regulator overseeing securities markets, issuers, exchanges, broker-dealers, investment advisers, and disclosure rules.","imageUrl":"https://uniprep2go.study/samples/sie-exam-anki-deck-sample-1.webp"},{"question":"What is FINRA?","answer":"FINRA is a self-regulatory organization overseeing broker-dealers and registered representatives, including qualification exams, sales practice rules, and member firm supervision.","imageUrl":"https://uniprep2go.study/samples/sie-exam-anki-deck-sample-2.webp"},{"question":"What does the MSRB regulate?","answer":"The Municipal Securities Rulemaking Board writes rules for municipal securities dealers, municipal advisors, and municipal market conduct.","imageUrl":"https://uniprep2go.study/samples/sie-exam-anki-deck-sample-3.webp"}],"disclaimer":"This is an independent study aid and is not affiliated with or endorsed by CFA Institute, GARP, or any exam body.","not_official_exam_material":true,"last_updated":"2026-05-31"}