{"product":"Free Series 99 Practice Test","slug":"series-99-readiness-check","type":"practice_test","publisher":"UniPrep2Go","seller":"PixID Studio","linked_deck_slug":"series-99-anki-deck","linked_deck_url":"https://uniprep2go.study/decks/series-99-anki-deck","linked_deck_checkout_url":"https://pixidstudio.gumroad.com/l/series-99-anki-deck?wanted=true","linked_deck_status":"available","status":"live","index_status":"indexed","seo_indexed":true,"access_mode":"free_timed_mock","question_count":120,"duration_minutes":120,"pass_threshold_percent":70,"price":"Free 25-question diagnostic, then $5 for 5 full attempts","pricing_note":"Your first UniPrep2Go attempt is free: a 25-question timed diagnostic on any exam (Exam or Learn mode, no signup) with the full topic report. Full-length mocks and retakes run on a $5 UniPrep2Go Mock Pass (Gumroad license key): 5 attempts on any mock. After your score, buy the linked Anki deck on Gumroad to drill weak topics with spaced repetition.","free_attempts_per_visitor":1,"free_question_count":25,"free_duration_minutes":25,"mock_pass":{"name":"UniPrep2Go Mock Pass","price_usd":5,"attempts":5,"scope":"Any UniPrep2Go mock, Exam or Learn mode; Gumroad license key works on any device","checkout_url":"https://pixidstudio.gumroad.com/l/uniprep-mock-pass"},"exam_body":"FINRA","certifier":"FINRA","verify_at_url":"https://www.finra.org/registration-exams-ce/qualification-exams","official_resources":[{"label":"FINRA qualification exams","url":"https://www.finra.org/registration-exams-ce/qualification-exams"}],"vertical_id":"licensing","family_id":"finra","search_aliases":["Series 99","Operations Professional"],"what_is_exam":"The FINRA Series 99 Operations Professional Exam qualifies associated persons who perform operations functions at broker-dealers. It covers operations workflows, regulatory requirements, books and records themes, and risk/control concepts relevant to ops roles. Firm sponsorship is typically required. This page is independent UniPrep2Go prep—not FINRA material. Always verify current candidate bulletins, fees, and testing vendor details before you register.","administered_by":"FINRA","official_format":"50 scored multiple-choice items in 1 hour 30 minutes; scaled passing score 68 (not 70). Items by job function: 35 on securities-industry and broker-dealer operations knowledge (F1), 15 on professional conduct and ethics (F2). The SIE is a corequisite, FINRA member-firm sponsorship is required, and the fee is $100.","topics":[{"id":"ops","label":"Operations","questionCount":30,"weightPercent":25,"targetPercent":70},{"id":"regs","label":"Regulations","questionCount":30,"weightPercent":25,"targetPercent":70},{"id":"books","label":"Books & records","questionCount":30,"weightPercent":25,"targetPercent":70},{"id":"risk","label":"Risk & control","questionCount":30,"weightPercent":25,"targetPercent":70}],"funnel":{"step_1":"free_timed_mock","step_2":"topic_readiness_report","step_3":"linked_deck_remediation","linked_deck_slug":"series-99-anki-deck","linked_deck_product_url":"https://uniprep2go.study/decks/series-99-anki-deck","linked_deck_checkout_url":"https://pixidstudio.gumroad.com/l/series-99-anki-deck?wanted=true","linked_deck_status":"available"},"report_features":["pass/no-pass readiness verdict","weighted topic diagnosis","pacing analysis","full answer review","linked Anki deck repair plan for no-pass or borderline results"],"question_source":"Original UniPrep2Go local bank (Wave 4).","official_source_note":"Mapped to FINRA Series 99 (Operations Professional) themes. Official Series 99: 50 scored questions / 90 minutes / scaled passing score 68, SIE corequisite. This UniPrep2Go check is 120 questions / 120 minutes / 70% readiness target. Independent prep — not an official exam.","description":"Series 99 Practice Test: free 25-question / 25-minute diagnostic, no signup, full topic report and answer review. Full mock: 120 timed questions, 120 minutes, 70% target ($5 for 5 attempts). FINRA. Independent prep — not official exam material.","disclaimer":"This is an independent readiness diagnostic from UniPrep2Go. It is not official exam-board material and does not award certification or guarantee a passing score.","runnable":true,"landing_page":"https://uniprep2go.study/mock-exams/series-99-readiness-check","vertical_page":"https://uniprep2go.study/mock-exams/v/licensing","facts_json":"https://uniprep2go.study/api/mock-exams/series-99-readiness-check","markdown":"https://uniprep2go.study/mock-exams/series-99-readiness-check/markdown","not_official_exam_material":true,"last_updated":"2026-07-16"}