# Free Series 99 Practice Test > Series 99 Practice Test: free 25-question / 25-minute diagnostic, no signup, full topic report and answer review. Full mock: 120 timed questions, 120 minutes, 70% target ($5 for 5 attempts). FINRA. Independent prep — not official exam material. UniPrep2Go's free Series 99 Practice Test is a 25-question, 25-minute timed diagnostic with a free topic report and answer review — no email, no account. The full mock is 120 questions / 120 minutes on the $5 UniPrep2Go Mock Pass (5 attempts on any mock). ## What is the Series 99 exam? The FINRA Series 99 Operations Professional Exam qualifies associated persons who perform operations functions at broker-dealers. It covers operations workflows, regulatory requirements, books and records themes, and risk/control concepts relevant to ops roles. Firm sponsorship is typically required. This page is independent UniPrep2Go prep—not FINRA material. Always verify current candidate bulletins, fees, and testing vendor details before you register. - Administered by: FINRA - Official format: 50 scored multiple-choice items in 1 hour 30 minutes; scaled passing score 68 (not 70). Items by job function: 35 on securities-industry and broker-dealer operations knowledge (F1), 15 on professional conduct and ethics (F2). The SIE is a corequisite, FINRA member-firm sponsorship is required, and the fee is $100. ## Official certification resources Topic weights and timing follow published FINRA outlines. Verify fees and scheduling on the official site — UniPrep2Go questions are independent study aids. - [FINRA qualification exams](https://www.finra.org/registration-exams-ce/qualification-exams) ## Product facts - Slug: series-99-readiness-check - Practice test label: Series 99 Practice Test - Vertical: licensing (https://uniprep2go.study/mock-exams/v/licensing) - Family: finra - Linked deck: series-99-anki-deck - Linked deck status: available - Linked deck checkout: https://pixidstudio.gumroad.com/l/series-99-anki-deck?wanted=true - Status: live - Access mode: free_timed_mock - Questions: 120 - Duration: 120 minutes - Free version: free 25-question / 25-minute diagnostic (1 attempt, no signup); full 120-question mock on Mock Pass - Free question count: 25 - Free duration: 25 minutes - Pass threshold: 70% - Price: Free 25-question diagnostic, then $5 for 5 full attempts - Pricing note: Your first UniPrep2Go attempt is free: a 25-question timed diagnostic on any exam (Exam or Learn mode, no signup) with the full topic report. Full-length mocks and retakes run on a $5 UniPrep2Go Mock Pass (Gumroad license key): 5 attempts on any mock. After your score, buy the linked Anki deck on Gumroad to drill weak topics with spaced repetition. - Mock Pass: $5 for 5 attempts on any mock — https://pixidstudio.gumroad.com/l/uniprep-mock-pass - Exam body: FINRA - Search aliases: Series 99, Operations Professional - Landing page: https://uniprep2go.study/mock-exams/series-99-readiness-check - Facts JSON: https://uniprep2go.study/api/mock-exams/series-99-readiness-check ## About this free practice test 120-question Series 99 readiness check (free 25-question version) with topic scoring. Use this timed practice test as a baseline before exam day or before drilling the linked Anki deck — start with the free 25-question / 25-minute diagnostic. - Built for: Operations staff at broker-dealers who need Series 99 registration for covered operations functions, including trade processing and related back-office responsibilities. Always verify current candidate bulletins, fees, and testing vendor details before you register. - Topics: Operations, Regulations, Books & records, Risk & control ## Report features - Pass/no-pass readiness verdict - Weighted topic diagnosis - Pacing analysis - Full answer review with explanations - Linked Anki deck repair plan for no-pass or borderline results ## Question source Original UniPrep2Go local bank (Wave 4). ## Structure - Operations: 30 questions, target 70% - Regulations: 30 questions, target 70% - Books & records: 30 questions, target 70% - Risk & control: 30 questions, target 70% ## Official source note Mapped to FINRA Series 99 (Operations Professional) themes. Official Series 99: 50 scored questions / 90 minutes / scaled passing score 68, SIE corequisite. This UniPrep2Go check is 120 questions / 120 minutes / 70% readiness target. Independent prep — not an official exam. ## FAQ ### What is the Series 99 exam? The FINRA Series 99 Operations Professional Exam qualifies associated persons who perform operations functions at broker-dealers. It covers operations workflows, regulatory requirements, books and records themes, and risk/control concepts relevant to ops roles. Firm sponsorship is typically required. This page is independent UniPrep2Go prep—not FINRA material. Always verify current candidate bulletins, fees, and testing vendor details before you register. ### Is this an official Series 99 exam? No. UniPrep2Go provides independent exam guides and practice tests — not official material from FINRA. ### Who administers the Series 99 exam? FINRA. Always verify registration, fees, and the current content outline on the official site. ### What is the passing score on the Series 99 exam? A scaled score of 68. The exam has 50 scored multiple-choice items in 1 hour 30 minutes, and you must also pass the SIE (corequisite) to hold the Operations Professional registration. The free UniPrep2Go check uses a stricter 70% readiness target. ### What topics appear on the Series 99 exam? Typical domains include: Operations; Regulations; Books & records; Risk & control. Confirm weights on the official outline. ### How should I prepare for the Series 99 exam? Study the FINRA Series 99 content outline, drill ops workflow scenarios, then take the free UniPrep2Go readiness check on this page and drill weak topics with the linked live Anki deck. Always verify current candidate bulletins, fees, and testing vendor details before you register. ### Is there a free Series 99 practice test? Yes — take the free UniPrep2Go timed readiness check on this page now. After your report, repair weak topics with the linked live Anki deck. Your first UniPrep2Go mock, including this Series 99 one, is a free 25-question timed diagnostic (any exam, Exam or Learn mode, no signup); full-length mocks and retakes run on the $5 UniPrep2Go Mock Pass — 5 attempts on any mock. ### How many free attempts do I get on this Series 99 Practice Test? One. Your first UniPrep2Go attempt is free: a 25-question timed diagnostic on any exam (Exam or Learn mode, no signup) with the full topic report. Full-length mocks and retakes run on a $5 UniPrep2Go Mock Pass (Gumroad license key): 5 attempts on any mock. Every attempt ends with the full topic report and answer review — the report itself is never paywalled. ### How many questions are on this free Series 99 Practice Test? This UniPrep2Go practice test has 120 multiple-choice questions timed against a 120-minute target. The free first attempt is a 25-question / 25-minute diagnostic with the same topic weights; the full session runs on Mock Pass. Mapped to FINRA Series 99 (Operations Professional) themes. Official Series 99: 50 scored questions / 90 minutes / scaled passing score 68, SIE corequisite. This UniPrep2Go check is 120 questions / 120 minutes / 70% readiness target. Independent prep — not an official exam. ### Why is the free Series 99 Practice Test 25 questions? It is a diagnostic: 25 questions drawn by the same topic weights as the full 120-question mock — enough to rank your weakest topics, short enough to finish in 25 minutes in one sitting. With 1–6 questions per topic it is a quick read, not a verdict; for a full-length timed score, run the 120-question / 120-minute mock. ### What do I get for $5? The UniPrep2Go Mock Pass: 5 full timed attempts on any UniPrep2Go mock, including the 120-question Series 99 session, in Exam or Learn mode. It is a one-time Gumroad license key that works on any device — no subscription. Every attempt ends with the full topic report and answer review. ### What score do you need on this Series 99 Practice Test? The pass target on this practice test is 70%. Your report also breaks down performance by topic so you can see weak areas before the real exam. ### Who should take this Series 99 Practice Test? Operations staff at broker-dealers who need Series 99 registration for covered operations functions, including trade processing and related back-office responsibilities. Always verify current candidate bulletins, fees, and testing vendor details before you register. ### Where can I take a Series 99 Practice Test online? UniPrep2Go hosts the Free Series 99 Practice Test at https://uniprep2go.study/mock-exams/series-99-readiness-check with a timed runner and full readiness report. ### Is this official exam material? No. This is an independent readiness diagnostic from UniPrep2Go. It is not official exam-board material and does not award certification or guarantee a passing score. ### What does the report show after the mock? Your report shows a pass/no-pass verdict with explanation, topic diagnosis, pacing notes, full question review with explanations, and a repair plan that links to the paid Anki deck on Gumroad for weak-topic drilling. ### Where do the questions come from? Original UniPrep2Go local bank (Wave 4). ## Disclaimer This is an independent readiness diagnostic from UniPrep2Go. It is not official exam-board material and does not award certification or guarantee a passing score.