# Free FINRA SIE Practice Test > Free, no-signup FINRA-topic-weighted 75-question SIE mock with instant pass/no-pass report — updated for 2026. Timed 105 minutes, 70% pass target, full answer review. Independent SIE mock — not official FINRA material. ## What is the SIE Full Mock exam? SIE Full Mock is an exam pathway administered under FINRA. Modeled on the FINRA SIE outline: 75 scored questions, 105 minutes, pass score 70%. This UniPrep2Go page is an independent timed practice test — not official exam material. - Administered by: FINRA ## Product facts - Slug: sie-full-mock - Practice test label: FINRA SIE practice test - Vertical: licensing (https://uniprep2go.study/mock-exams/v/licensing) - Family: finra - Linked deck: sie-exam-anki-deck - Status: live - Access mode: free_demand_test - Questions: 75 - Duration: 105 minutes - Pass threshold: 70% - Price: Free for first 20 mock starts - Pricing note: Mocks and full reports are free for the first 20 mock starts while we validate demand. After that, access moves to paid Gumroad checkout. - Exam body: FINRA - Search aliases: SIE, FINRA SIE - Landing page: https://uniprep2go.study/mock-exams/sie-full-mock - Facts JSON: https://uniprep2go.study/api/mock-exams/sie-full-mock ## About this free practice test A full-length FINRA SIE mock exam modeled on the official outline: 75 scored questions, 105 minutes, and a 70% pass threshold with weighted topic diagnosis across capital markets, products and risks, trading and accounts, and regulatory framework. - Built for: SIE candidates, finance students, and career changers entering brokerage and securities roles who need a timed baseline before paying for a prep course. - Topics: Knowledge of Capital Markets, Understanding Products and Their Risks, Understanding Trading, Customer Accounts, and Prohibited Activities, Overview of the Regulatory Framework ## Report features - Pass/no-pass readiness verdict - Weighted topic diagnosis - Pacing analysis - Full answer review with explanations - Linked Anki deck repair plan for no-pass or borderline results ## Question source Original UniPrep2Go practice items aligned to published topic outlines — not leaked official exam questions. ## Structure - Knowledge of Capital Markets: 12 questions, target 70% - Understanding Products and Their Risks: 33 questions, target 70% - Understanding Trading, Customer Accounts, and Prohibited Activities: 23 questions, target 70% - Overview of the Regulatory Framework: 7 questions, target 70% ## Official source note Modeled on the FINRA SIE outline: 75 scored questions, 105 minutes, pass score 70%. ## Securities Industry Essentials (SIE) exam facts - Exam name: Securities Industry Essentials (SIE) - Administered by: FINRA - Questions: 75 multiple-choice - Scored questions: 75 - Time: 105 minutes - Passing score: 70% (pass/fail; no scaled score published) - Delivery: Computer-based at Prometric test centers - Verify current details at: https://www.finra.org/registration-exams-ce/qualification-exams/securities-industry-essentials-exam-sie Official sources: - FINRA SIE exam overview: https://www.finra.org/registration-exams-ce/qualification-exams/securities-industry-essentials-exam-sie - FINRA SIE content outline (PDF): https://www.finra.org/sites/default/files/2022-06/SIE_Exam_Content_Outline.pdf ## Securities Industry Essentials (SIE) knowledge domains and weights | # | Knowledge domain | Weight | | --- | --- | ---: | | 1 | Knowledge of Capital Markets | 16% | | 2 | Understanding Products and Their Risks | 44% | | 3 | Understanding Trading, Customer Accounts, and Prohibited Activities | 31% | | 4 | Overview of the Regulatory Framework | 9% | ## High-yield Securities Industry Essentials (SIE) facts (commonly tested) - The SEC regulates securities markets and issuers; FINRA is the SRO overseeing broker-dealers and registered representatives. - The MSRB writes rules for municipal securities dealers and municipal advisors. - SIPC protects customer assets if a broker-dealer fails; it does not protect against market loss. - A margin account lets a customer borrow from the broker to purchase securities; Reg T sets initial margin requirements. - Market orders execute at the best available price; limit orders execute only at the specified price or better. - Insider trading prohibitions apply to material nonpublic information about a security. - The SIE is a prerequisite exam; passing it does not register a person with FINRA — a firm sponsorship is required for registration. ## Common Securities Industry Essentials (SIE) candidate questions (Q&A) ### What score do you need to pass the SIE exam? FINRA reports SIE results as pass/fail. Candidates typically prepare for a 70% threshold on practice exams; verify current rules at finra.org. ### How many questions are on the SIE and how long is the exam? 75 multiple-choice questions in 105 minutes. ### What topics does the SIE cover? Capital markets (16%), products and their risks (44%), trading and customer accounts (31%), and the regulatory framework (9%). ### Does passing the SIE register you as a representative? No. Passing the SIE is a prerequisite; you still need firm sponsorship and completion of a top-off exam (such as Series 7) for registration. ## FAQ ### Is there a free FINRA SIE practice test? Yes — UniPrep2Go hosts a free online FINRA SIE practice test with 75 timed questions, 105 minutes, a 70% pass target, topic scoring, and a full answer review report. Free for first 20 mock starts. ### How many questions are on this free FINRA SIE practice test? This UniPrep2Go practice test has 75 multiple-choice questions timed against a 105-minute target. Modeled on the FINRA SIE outline: 75 scored questions, 105 minutes, pass score 70%. ### What score do you need on this FINRA SIE practice test? The pass target on this practice test is 70%. Your report also breaks down performance by topic so you can see weak areas before the real exam. ### Who should take this FINRA SIE practice test? SIE candidates, finance students, and career changers entering brokerage and securities roles who need a timed baseline before paying for a prep course. ### Where can I take a FINRA SIE practice test online? UniPrep2Go hosts the Free FINRA SIE Practice Test at https://uniprep2go.study/mock-exams/sie-full-mock with a timed runner and full readiness report. ### Is this official exam material? No. This is an independent readiness diagnostic. It is not official FINRA, CFA Institute, or GARP exam material and does not guarantee an exam result. ### What does the report show after the mock? Your report shows a pass/no-pass verdict with explanation, topic diagnosis, pacing notes, full question review with explanations, and a repair plan linked to the Anki deck waitlist or deck when available. ### Where do the questions come from? Questions are original UniPrep2Go practice items aligned to published topic outlines — not leaked official exam questions. ## Disclaimer This is an independent readiness diagnostic. It is not official FINRA, CFA Institute, or GARP exam material and does not guarantee an exam result.